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The Toronto CFA Society is excited to bring together leading experts from the Canadian and U.S. regulatory, legal and compliance professions to tell you all you need to know about how the recent insider trading developments might impact you. This expert panel will explore the topic of insider trading, including:
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Surveillance
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Extraterritorial reach
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Implications for users of expert networks
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Legal and compliance evolutions for investors
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The Canadian and the US legal system on insider trading
Guest Moderator
Poonam Puri, Associate Dean, Research, Graduate Studies and Institutional Relations
Osgoode Hall Law School
Panelists
Lindi Beaudreault, Counsel, Sherman & Sterling LLP
Joseph Groia, Principal, Groia & Company
Michael Prior, VP, Surveillance, IIROC, Canada
Adam J. Reback, Chief Compliance Officer, J. Goldman & Co., L.P.
Who Should Attend
Investment and banking professionals or investors interested in understanding the regulatory landscape of insider trading in Canada and the U.S.
Prices:
Members: $65
Non-Members: $85
Table of 8: $560
Table of 10: $750
Early Bird Prices Before September 8th
Members: $55
Non-Members: $75
Table of 8: $480
Table of 10: $650
AIMA Canada members are able to register at the member rates by contacting eventregistration@cfatoronto.ca
For more information, and to register for this event please visit the CFA Society Toronto.
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